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Formative Assessment
is the process by which on-going
judgements are made, in many different ways, about pupils’ work in order to
help them progress; Summative
Assessment
is the final test of how well a pupil
has learnt a block of work. [See Toolkit sections on these].
Diagnostic Assessment
involves making judgements as to how a pupil is performing against a
predetermined set of criteria. This kind of assessment must be linked to
further work which will tackle problems identified. There is thus an
overlap between formative and diagnostic assessment. Internationally, there
are moves to implement formal, standardised, objective types of diagnostic
assessment; it is also possible to view it in a more informal way. It must
be remembered, however, that no diagnostic test is 100% accurate. Teachers
should balance a test result against their own professional judgement of
aptitude.
Points arising from
Research
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Effective diagnostic
assessment improves learning and teaching. |
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There is some
evidence that teachers do not adapt teaching as much as they might,
following diagnostic assessment. |
Key Elements of Diagnostic
Assessment
The nature of
diagnostic assessment:
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It must be linked to
pre-determined learning objectives |
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It should be
systematically built in to the curriculum |
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It should identify
next steps for the pupil |
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Pupils should be
involved in the identification of learning needs in this process |
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The teacher should
modify the course and/or teaching approaches in light of the assessment
information |
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However the
assessment is done, care should be taken to ensure that it is adequate
in scope, valid, reliable, practical and acceptable to those involved |
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Testing should be
fair, taking account of equal opportunities issues |
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A test’s
instructions and administration must be clear and not distort results |
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Diagnostic
assessment may test key skills taught in the curriculum or it may test
key skills of a more basic or absolute nature, which the curriculum is
expected to develop |
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Pupils should
understand why and how they are to be tested |
Formal approaches:
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Many proprietary
tests exist to assess particular skills |
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Such tests are used
to give objective, standardised data on pupil skill levels, though
researchers differ as to the validity of many of them |
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Some analysts make
the distinction between diagnostic assessment and competency-based
assessment:- |
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In this model, diagnostic
assessment involves testing components of underlying skills out of the context
of the curriculum
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This process depends
crucially on how the skills/components are identified
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Formal assessment
may be organised in different ways: |
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Formal approaches
lend themselves to online distance-learning work
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Informal approaches:
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Informal diagnostic
assessment can take place in the classroom in various ways: |
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on-going course work may be
examined closely
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specific assignments may be
set with a view to assessing key skills
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occasional tests items may be
given to pupils on an ad hoc basis
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a whole class, a group or an
individual pupil may be assessed
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This type of
assessment must also be systematic and follow the principles outlined
above |
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Informal assessment
will be closely related to precise curricular learning objectives |
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This type of
assessment is popular, but there is some evidence that there may be
difficulties with it: |
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it may miss some problems
and is more prone to inconsistency between teachers
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it may identify problems
which would not have occurred with a more formal, standardised assessment
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However, it does
provide opportunity for flexibility, with different types of questioning
being possible, such as one-to-one oral questioning |
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Some schools have
made use of “testing corners” in classrooms or “test folders” for such
assessment work |
Ways in which
diagnostic assessment can be used
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Internationally,
there is emphasis on initial testing at pre-school stages |
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This approach
provides a baseline for future assessment |
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It can be used by a
school or education authority to track progress, to evaluate the
curriculum and to measure value-added factors |
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Testing can be
administered centrally with the following advantages: |
- there is enhanced consistency
- there is a good level of
standardisation
- there is opportunity for
gaining information about the whole institution
- everyone is on a “level
playing field”
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It can be
administered within the school with the following advantages: |
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the school is more
likely to feel a sense of ownership
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there may be an
increased sense of relevance
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it is easier
logistically
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Some advice warns
against using test data to label pupils |
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However, data may be
used to help pupils identify targets within curriculum assessment
structures - though data should be used sensitively |
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As a teacher
evaluates test data, there may be implications for class organisation
and composition, organisation within the classroom and deployment of
staff |
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When a teacher has
taken account of test data and amended teaching as appropriate, it is
necessary to have a mechanism for tracking progress over a period of
time |
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Such tracking of
progress should take place from year to year and as pupils transfer from
teacher to teacher |
Reflection and
Discussion
What diagnostic
procedures do you carry out in your classroom work?
How does your teaching
alter in the light of diagnostic assessment?
To what extent are you
aware of each pupil’s assessment history?
Are there any ways in
which you could make greater use of diagnostic procedures to improve
learning and teaching?
What are your views on
centralised, standardised testing and how results can be most effectively
used?
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Some Activities
Relating To the Issue of Diagnostic Assessment |
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Key element |
Objective |
Action |
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Some examples and
suggestions |
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The nature of diagnostic
assessment |
It should be systematically
built in to the curriculum |
With a teacher of another
subject or another class, discuss the ways in which diagnostic
assessment is embedded in your teaching. How do different approaches
respond to the evidence generated by diagnostic assessment?
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Formal approaches |
Many proprietary tests exist
to assess skills |
Research the kinds of tests
available. Internet searches can help here and Learning Support
teachers may have knowledge of certain tests. Educational
psychologists may have information on tests and may be able to comment
on their reliability.
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Informal approaches |
This type of assessment
must also be systematic and follow the principles outlined above |
Consider the sorts of
diagnostic assessments which you make use of in the classroom. Match
these against the principles outlined in the section of this document,
“The nature of diagnostic assessment”. To what extent does your
assessment match with these principles?
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Ways in which diagnostic
assessment can be used |
Data may be used to help
pupils identify targets |
Consider the extent to
which you involve pupils in identifying targets. Can you structure
things so that it is the pupil who identifies the target - eg by
offering the pupil a list of possible targets and having him/her
identify the one(s) considered most appropriate? Does your
documentation allow pupils to keep a record of such targets and record
progress?
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Selected References

Further Reading
Education 5–14: Diagnostic Procedures (revised edition 1995)
This booklet, published
by SCRE (the Scottish Council for Research in Education), focuses on more
informal, coursework-based assessment.
It is available
online at
www.scre.ac.uk/pdf/taking/key.pdf
It includes references
to subject-specific documents in the series, “Taking a Closer Look”

Websites
www.tki.org.nz/r/assessment/index_e.php discusses a structured online approach to assessment.
It should be noted that
the approaches dealt with here are very much part of centralised development
of the assessment system.
www.keyskillssupport.net/teachinglearning/assessment/
Covers the role of
assessment in key skills, from initial assessment to writing assignments,
building portfolios, assessment of portfolio evidence, moderation and
preparation for the external tests.
www.ltscotland.org.uk/5to14/religiouseducation.asp
Gives RE resources which
include diagnostic assessments (coursework-based) in this subject.
It is likely that more
subject-specific assessment resources will become available online
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